This webcast is specifically targeted for Members who are AFAs. If you a Member who is an RFA please attend the webcast on 6 December at 11am
Andrew will take you through the new (draft) Financial Advice Code and how your obligations as a future ‘Financial Adviser’ will differ somewhat from your obligations the current Code of Professional Conduct for AFAs. Andrew will also take you through your AFA compliance requirements until the new regime starts mid-2020.
Learning Outcomes:
Your obligations under the current Code of Professional Conduct for AFAs
Your AFA obligations until the new legislation and new Code when that comes into effect
Any changes you may need to make in your compliance approach under the new Code
Getting ready for licencing – the 6 things to keep doing!
A brief look at online resources available to Members
About the Presenter:
Andrew Gunn Bcom MBA is Learning & Development Manager of the Association. Andrew has worked in this role for the IFA and now the Association and have assisted in the submissions to MBIE regarding the ‘Options’ and ‘Issues‘ Papers, the draft FSLAB Bill, Financial Advice Code and Disclosure Regulations. Andrew has facilitated and presented at professional development days and on webcasts. He sits on the ITO board of directors for Skills Active Aotearoa.
CPD 1 STRUCTURED HOUR
Area: Compliance
Level: Foundation
When: Wednesday 5 December 11am
Members please register using the link below. This is FREE to Members. This webinar is available to non-Members for $78 - please sign in as a guest.
An engaging three-day event you won't want to miss.