This is a must-see webcast whether you’ve decided to form a FAP or not!

The new financial advice regime will come into force in the second quarter of 2020. Many financial advisers are focussed on how their advice processes must change, or on meeting the competence requirements (for attaining your minimum qualification you have until a mid-2022 deadline).

What about the requirements for financial advice businesses?

A significant change that the regime brings is the move from regulating individuals, to regulating businesses. This means requirements for capability, operations, finances and governance. This webinar introduces a process you can follow to prepare your business for the new regime.

About the Presenters:

Mark Banicevich is Industry Engagement Manager at Partners Life. He closely followed the Financial Advisers Act review when he worked in intelligence at the FMA, and has continued to follow and engage with the review. Mark chairs a working group in the Financial Services Council that aims to keep financial advisers informed of these changes, and runs various activities within Partners Life to help advisers understand and prepare for transition. 

Karty Mayne. Rosewill Consulting will contribute her insights from her licensing experience to help prepare you for the new regime. In her previous role at the FMA, Karty reviewed in excess of 100 licence applications, made licensing decisions, and provided guidance on how to get a licence.

Area:  Practice Management  CPD 1.0 structured hour

Free to members and non-members  Please sign in and register below